Where verification is undertaken with respect to a public company, the following “Client Information” will be requested from the Client contact (see Client contact):

  • Documentation (e.g. Company extract, or letter from a solicitor) confirming the following details:

    • Company name

    • Registration number 

    • Country of incorporation

    • Registered address 

    • Stock ticker symbol

    • Publicly listed status

    • Relationship to client (if not the client), e.g. subsidiary, parent 

In addition, where required by your Simplified Verification Settings (see Verification settings), verification (see Client verification) will be initiated with respect to:

Where enhanced verification is undertaken with respect to a client that is a private company, the simplified verification process (above) will be initiated with the following addition:

  • Source of Wealth or Source of Funds (see Source of Wealth) for the client will be requested

Standard verification is not available with respect to a client that is a public company.